Andrew Klick, Associate Director
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Andrew S. Klick, an Associate Director of our Compliance Division, brings to this position 19 years of consulting, instructing, writing, and research experience in the fields of regulatory compliance and financial services. He has served as Senior Course Designer of CCH Wall Street Financial Training Inc. where he designed both classroom curriculum and customized educational products for all regulatory licensing exams.
Mr. Klick has held the Series 7, 66 licenses as well as the Certified Financial Planner designation. In 1989, he earned a B.S. in Finance from the University of Maryland. |