Evan Ignall, Managing Member SDDCO-RS
Evan Ignall, is Managing Member of SDDCO Regulatory Services LLC ("SDDCO-RS"). Under his leadership, SDDCO-RS delivers customized compliance services to our regulatory clients, which include broker/dealers, hedge funds and registered investment advisors. Mr. Ignall creates & tests procedures, liaisons with industry regulators, and designs and implements education programs. He also guides new broker/dealers through the FINRA membership application process and helps existing firms expand via continuing membership applications. Previously, Mr. Ignall served as Director of Compliance at Buchanan Associates, where he established and managed an outsource compliance program for broker/dealers. Prior he worked for Citigroup’s Corporate & Investment Bank as SVP and Head of Compliance Training, for Securities Training Corporation as Continuing Education Manager, and as a consultant and instructor at the New York Institute of Finance. Mr. Ignall graduated from Rutgers College in 1988 and earned his Masters degree from Steven’s Institute of Technology in 1995. Evan holds the Series 7, 24, and 27 (FinOp) licenses and is an NASD Industry Arbitrator.
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Evan Ignall, is Managing Member of SDDCO Regulatory Services LLC ("SDDCO-RS"). Under his leadership, SDDCO-RS delivers customized compliance services to our regulatory clients, which include broker/dealers, hedge funds and registered investment advisors. Mr. Ignall creates & tests procedures, liaisons with industry regulators, and designs and implements education programs. He also guides new broker/dealers through the FINRA membership application process and helps existing firms expand via continuing membership applications.